Career OpportunityRole TitleAnalyst, Regulatory CompliancePurpose of roleThe Analyst, Regulatory Compliance supports the overall success of the Foresters Compliance function by contributing to all areas of the Regulatory Compliance Management (RCM) Program and contributing to the identification, assessment, management, monitoring and reporting of compliance risks required under an effective Regulatory Compliance Program in line with OSFI’s Guideline E-13.
The incumbent joins a small team responsible for providing oversight, guidance, advice, and effective challenge to meet Forester’s obligations with respect to management of regulatory compliance risks.
While this role primarily supports the RCM Program for Foresters US and Canadian life insurance and annuity business, it also contributes to the enterprise RCM program and other Compliance initiatives.

Job Description
Key ResponsibilitiesSupport All Aspects of the RCM ProgramWork with the Senior Manager and other Compliance team members to operate an effective and efficient regulatory compliance management (RCM) program that aligns with Foresters’ business goals and regulator expectations.
Support the administration and management of a GRC tool used to maintain a comprehensive regulatory inventory, identify and manage regulatory compliance risks, log compliance controls, identify and manage gaps or issues, and report on regulatory risk.
Contribute to the execution of regulatory change processes and their refinement.
Review regulatory changes for applicability and escalate where required.
Identify and troubleshoot RCM process issues, including relating to the use of a GRC tool and implementing solutions where possible or escalating appropriately.
Stay up to date on applicable RCM regulatory developments,



trends and best practices to support the continual evolution of the RCM program.
Work with Compliance team members on the development, management and execution of a risk-based compliance monitoring and testing program to evaluate control effectiveness, assess compliance risks, and identify gaps and issues.
Monitor regulatory developments and trends that may impact Foresters’ business.
Oversight and escalation of outstanding various RCM assessments.
Provide effective review and challenge to business units on the assessment and management of compliance and associated risks with regards to controls and corrective action plans.
Contribute to RCM reporting, including distilling data to provide meaningful insights that inform the CCO’s opinion, identify RCM risk issues, and supports risk-based testing and monitoring.
Participate in the Compliance issue management process, including the logging, analysis and remediation of such issues.
Assess recurring compliance exceptions or incidents for trends.
Participate in the ongoing governance of the RCM program, including updating applicable policies, guidelines, and other materials.
Support the Compliance Program OverallSupport and/or coordinate responses to regulatory inquiries, examinations, audits, quality assurance reviews.
Collaborate and contribute to the development of effective relationships with other 2nd and 3rd line functions to implement and optimize governance processes, including resulting from internal audit findings,



compliance testing and policy reviews.
Champion an environment of innovation and continuous improvement with a focus on client experience.
Support other Compliance work and initiatives, as requestedParticipate in industry groups and committees.
Contribute to a high-performance culture through ensuring alignment of the team’s work with organizational goals.
Promote awareness of a compliance culture across Foresters, including by developing training materials and delivering education sessions.
Key Qualifications4+ years experience in a compliance, legal, audit, risk or governance role, preferably supporting regulatory compliance management in a financial services organization.
Must be a practical systems thinker who enjoys devising solutions to complex questions and is not deterred by ongoing process re-design in pursuit of improvement.
University degree in law, business, a related discipline, or equivalent work experience. Qualified certifications, such as JD, CRCM, CCEP, are an asset.
Looking to continually develop as a compliance professional as part of a purpose-led organization that values teamwork and collective success.
Experience and knowledge of the life insurance industry in Canada and the US is an asset.
High ethical standards are required along with a willingness to challenge the status quo.
Must be able to work effectively in a hybrid setting by staying organized and prioritizing to meet deadlines and manage multiple stakeholders. This role requires a minimum of 2-3 days per week in Foresters head office in Toronto.
Experience and knowledge of GRC solutions and data analytics is an asset.
Strong writing and presentation skills.
Familiarity with the use of artificial intelligence in RCM programs and Compliance fu

📌 Analyst, Regulatory Compliance (Toronto)
🏢 Foresters Financial Services
📍 Toronto