Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Governance & Control

Pay Details: $81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description

Department Overview

TD Securities' (TDS) Governance & Control (G&C;) team partners with the TDS businesses globally to oversee the design, implementation, maintenance, and monitoring of effective internal controls to ensure business activities remain within TD Bank's risk appetite and comply with regulatory requirements. The team is responsible for overseeing the timely and consistent implementation – across all TDS businesses – of all risk, control and governance programs, initiatives, policies, and strategic business projects. The TDS G&C; team acts as the primary contact for the TDS businesses, working closely with subject matter experts from each TDS business line. The team works together with the business leaders to implement Enterprise and TDS policies, frameworks, methodologies, standards, and practices and are key members of enterprise projects / programs requiring TDS representation.





Reporting to the Senior Manager, TDS G&C;, the primary role of the Senior Analyst, TDS G&C;, is to support TDS businesses in adhering to applicable Financial Crimes Risk Management (FCRM) and fraud requirements, managing this risk, and ensuring effective FCRM and fraud controls in place. This role works in partnership with other G&C; teams, TDS businesses, and risk partners, to contribute to the ongoing management of FCRM and fraud risk.

- Support the execution of the AML and Anti-Bribery and Corruption (ABAC) Risk assessments, including provision of data, inherent risk documentation, and control documentation. This includes the automation of data input.
- Execute testing of key controls within established deadlines, applying TD testing methodology.
- Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution.
- Further, assist TDS Businesses in developing and executing action/remediation plans to address control gaps as well as the root cause themes.
- Build and maintain constructive relationships with FCRM and fraud risk partners as well as other key stakeholders to ensure FCRM and fraud requirements are understood and met.
- Identify and escalation (as required) key FCRM and fraud issues and risks to the Manager.
- Assist with ad-hoc governance,



risk management and control projects or tasks of varying complexities within established deadlines.
- Support G&C; executive reporting on the overall status of programs.
- Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team.

Job Requirements

- University or Post-Graduate degree; compliance/auditing/risk management designation would be considered an asset.
- Minimum 2 years of AML, Risk, and/or Audit experience (financial services industry preferred).
- Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology.
- Strong interpersonal and relationship management skills.
- Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
- Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
- Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.
- Ability to take initiative and work independently and in a team workplace.

Who We Are

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading

📌 Senior Analyst, Governance and Control (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto