Senior Financial Crime Risk Investigator

Location: Toronto, Ontario, Canada

Hours: 37.5 per week

Line Of Business: Financial Crime Risk Management

Pay: $76,800 - $115,200 CAD

Job Description

Customer

- Conduct a variety of complex investigations, including AML, Sanctions/ABAC and Financial Crime
- Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats
- Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied
- Work effectively with counterparts at other financial institutions, law enforcement, non-profits, and others in government within prescribed protocols to maximize opportunities for information sharing and reduce exposure
- Conduct investigations in a professional and timely manner
- Identify and communicate procedural weaknesses to businesses
- Identify industry and typology risks and trends for the respective program areas and share knowledge with appropriate stakeholders
- Maintain and establish working relationships with internal partners (e.g., HR, Employment Standards, Legal) for investigative purposes
- Apply sound methodologies to collect, preserve, and analyze digital evidence in accordance with investigative mandates

Shareholder

- Lead work streams by acting as a project lead for large or complex projects/initiatives in accordance with project management methodologies
- Evaluate the effectiveness of processes/services and recommend/champion possible enhancements
- Recommend improvements to escalation processes within the investigative unit and a feedback mechanism to relevant stakeholders




- Plan and deliver efficient and cost-effective processes that support and promote program implementation
- Conduct internal and external research projects; support development/delivery of presentations and communications to management or broader audiences
- Adhere to enterprise frameworks or methodologies that relate to activities for the respective business area(s)
- Monitor service, productivity, and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist
- Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; appropriately elevate issues
- Protect the organization’s interests – identify and manage risks, and ensure prompt and thorough resolution of escalated high-risk issues
- Run analysis at the functional or enterprise level to draw conclusions, make recommendations, and assess effectiveness of programs/policies/practices
- Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
- Maintain a culture of risk management and control, supported by effective processes aligned with risk appetite

Employee / Team

- Participate fully as a member of the team, supporting a positive work setting that promotes service to the business,



quality, innovation, and teamwork, and ensure timely communication of issues or points of interest
- Share industry knowledge for own area of expertise and participate in knowledge transfer within the team and business unit
- Keep current on emerging trends and developments and grow knowledge of the business, related tools and techniques
- Participate in personal performance management and development activities, including cross training within own team
- Keep others informed and up to date about the status/progress of projects and/or all relevant or useful information related to day‑to‑day activities
- Contribute to team development of skills and capabilities through mentorship of others, sharing knowledge and experiences, and leveraging best practices
- Lead, motivate and develop relationships with internal and external business partners/stakeholders to create productive working relationships
- Contribute to a fair, positive and equitable environment that supports a diverse workforce
- Act as a brand ambassador for your business area/function and the bank, both internally and/or externally

Breadth & Depth

- Investigate criminal cases ranging from simple to complex in nature
- Sound knowledge of bank products, systems, policies, and procedures
- Strong knowledge of criminal investigative techniques, related laws governing collection of evidence, court proceedings, and financial/criminal trends
- Manage programs/projects/initiatives of low to moderate scope and complexity
- Expert level professional role requiring in-depth knowledge/ expertise in own fiel

📌 Senior Financial Crime Risk Investigator (Toronto)
🏢 TD Securities
📍 Toronto