Elevate your career as a Senior Compliance Analyst within Equitable's Asset Management team. This hybrid role focuses on compliance operations, regulatory oversight, and investment program enhancements.
As a Senior Compliance Analyst, you will navigate Ontario Securities Act, FINTRAC, and OSC guidelines for compliance. Your role includes day-to-day compliance monitoring, research on regulatory developments, and data analysis. This position offers a team-oriented atmosphere where your expertise in investment compliance and regulatory frameworks is highly valued.
Key Responsibilities:
• Conduct compliance monitoring and testing for investment policies
• Research and summarize regulatory developments impacting compliance
• Enhance investment compliance frameworks and documentation




• Produce monthly compliance dashboards and trend analysis
• Analyze transactions and compliance exceptions, advising management
Requirements:
• University degree in Finance, Business, or related field
• 3-5+ years in investment compliance or risk management
• Strong understanding of securities regulation and compliance obligations
• Advanced data analysis skills using Excel and compliance systems
• Excellent communication and organizational skills
Make a meaningful impact through compliance expertise at Equitable in this key role.

📌 Hybrid Senior Compliance Analyst at Equitable (London)
🏢 Equitable
📍 London