21 Oct
|
Raymond James Financial
|
Toronto
21 Oct
Raymond James Financial
Toronto
Job Description - Senior Compliance Officer ) Senior Compliance Officer - At Raymond James,we develop,we collaborate,we decide,we deliver, andwe improve together Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. Senior Compliance Officer How does the role impact the organization? As a Senior Compliance Officer, you will play an significant role in ensuring the firm's adherence to industry regulations and internal policies. Your primary responsibility will be monitoring retail
📌 Senior Compliance Officer (Toronto)
🏢 Raymond James Financial
📍 Toronto