21 Oct
|
Manulife
|
British Columbia
21 Oct
Manulife
British Columbia
Lead Tier 1 supervision at Manulife Wealth Inc. with Cantonese and Mandarin fluency in a hybrid Vancouver role requiring regional travel.
The Senior Field Supervision Manager supports CIRO-registered advisors and high-value or high-risk offices. This position conducts complex reviews, manages escalations, and strengthens compliance knowledge. You will partner with Compliance, Risk, Legal, and Operations while guiding advisors and Field Supervision Associates.
Key Responsibilities: Approve daily, monthly, and quarterly trade reports
Review recent accounts, KYC updates, suitability, and exceptions
Handle high-risk products, vulnerable clients, conflicts, and advertising
Conduct onsite and annual branch reviews
Support complaint investigations and regulatory inquiries
Requirements: Fluency in Cantonese and Mandarin
Three to five years of CIRO supervision or related compliance experience
CIRO Supervisor and Registered Representative registration
CSC, CPH, and Investment Dealer Supervisors Courses completed
Strong regulatory knowledge, judgment, and stakeholder communication skills
Apply supervisory judgment, regulatory knowledge, and bilingual communication to support Manulife Wealth advisors and compliance standards.
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📌 Senior CIRO Field Supervision Manager (British Columbia)
🏢 Manulife
📍 British Columbia