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Deputy Superintendent, Financial Institutions Regulation

Job Information
Job Title:Deputy Superintendent, Financial Institutions Regulation
Job Requisition ID:88189
Ministry:Treasury Board & Finance
Location:Edmonton
Full or Part time:Full Time
Hours of Work:36.25hours per week
Permanent/Temporary/Wage: Permanent
Scope:Open Competition
Closing Date: October 22, 2026
Classification: Senior Manager Zone 2
Salary: $5,139.30 to $6,526.16 bi-weekly ($134,135 - $170,332/year)
The Alberta Public Service works to build a stronger province for current and future generations. We make a difference in the lives of Albertans through rewarding and diverse career opportunities. For more information, click here .

The Financial Institutions Regulation branch is responsible for the regulation of provincially regulated financial institutions, including ATB Financial (ATB) and several special purpose trust companies (SPTCs); and forms a part of the Financial Sector Regulation and Policy division (FSRP), under the leadership of the Executive Director, Financial Institutions and Markets Policy and Regulation (Executive Director), and the Alberta Superintendent of Financial Institutions (Superintendent). In practice the job involves assessing the safety and soundness of Alberta provincially regulated financial institutions (PRFIs), providing feedback as appropriate to each entity on the management of its key risks, and supporting the ongoing development of good governance and risk management practices. Much of the work is conducted on a project basis, as assigned by the Deputy Superintendent to the Financial Institutions Regulation Branch.



For further information about Treasury Board and Finance, see our website at

Role Responsibilities

Reporting to the Executive Director, the Deputy Superintendent, Financial Institutions Regulation, is responsible for providing leadership and direction to the Financial Institutions Regulation Branch, including the Senior Managers and Managers. The Deputy Superintendent is responsible for overseeing compliance with the regulatory frameworks for ATB Financial and loan and trust companies under the Loan and Trust Corporations Act. This includes leading, overseeing, and directing the Financial Institutions Regulation Branch by ensuring the Branch is:

- Contributing to the development of a risk based plan for the branch, including annual update to the branch operations plan, and related progress reporting on assigned projects,
- Applying a risk-based approach to supervising assigned entities, including periodic updates to their risk profile and composite risk, or major components thereof,
- Ensuring that assigned entities maintain an adequate capital management program, appropriate to the nature, size, and complexity of their operations,
- Ensuring that assigned entities provide an annual confirmation letter regarding compliance with statutory and regulatory compliance requirements applicable to their business operations,




- Monitoring the performance and business activities of assigned entities to identify any adverse trends and the potential need for adjusting branch work plans,
- Conducting on or off-site reviews of assigned entities in accordance with the annual branch operations plan, including the engagement and management of any specialist contract resources where needed, and
- Contributing to the development and update of related provincial legislation or financial institution policy matters, at the direction of the Executive Director and in conjunction with the Financial Institutions Policy branch.

Also, where appropriate and after due consultation with the Executive Director, and Alberta Superintendent, the role is responsible for developing recommendations for improvement at regulated entities where needed; and for conducting follow-up reviews to ensure that regulated entities have adequately addressed matters needing improvement within agreed time-frames. Under rare and unusual circumstances, the role may also be required to participate in regulatory intervention proceedings, under the direction of more senior officials in the department up to and including the Superintendent, Deputy Minister, and the Minister.

Please click on this link to view the job description for this position.

Competencies are behaviors that are essential to reach our goals in serving Albertans. We encourage you to have an in depth understanding of the competencies that are required for this opportunity and to be prepared to demonstrate them during the recruitment process.
The following competencies are essential for the position:

- Build Collaborative Environment – Involves key stakeholders in the diagno

📌 Deputy Superintendent, Financial Institutions Regulation (Canada)
🏢 Government of Alberta
📍 Canada