Elevate your career in regulatory compliance as a Senior Compliance Business Oversight Analyst with TD in Toronto, Ontario. Drive compliance culture and oversee key initiatives in a quick-paced setting. TD Securities is seeking a Senior Analyst responsible for providing vital compliance advice on Exchange Traded Products.

You will collaborate closely with stakeholders, managing policies, compliance monitoring, and training programs. This role demands an in-depth understanding of regulatory requirements and the ability to manage urgent, complex situations effectively. Key Responsibilities:
Provide strategic oversight on compliance initiatives
Conduct compliance monitoring for equity and listed derivatives
Deliver regulatory training for Capital Markets staff




Prepare compliance reports for best execution committee
Assist with regulatory examinations and inquiries Requirements:
Strong knowledge of equity and derivatives trading regulations
Experience with Power BI and data analytics
Project management expertise to address compliance controls
Excellent communication skills in a trading workplace
Ability to work independently and prioritize projects effectively Join TD in fostering a culture of compliance and enhance your expertise in a pivotal financial role.

📌 Senior Compliance Analyst At Td Securities Toronto
🏢 TD Bank Group
📍 Toronto