Position Overview The WCA is a resource for the Branch Management Team and Advisor teams regarding industry regulations, requirements and best practices. This role is part of a centralized supervision team, reporting into National Sales. The WCA is accountable to ensure that the region meets all its compliance requirements as the delegate for compliance and risk operations. This role is also accountable to provide advice and guidance on Compliance-related policies, processes and other key execution activities to the branch management teams within the region. The WCA plays an significant role in supporting in the development of risk mitigating measures, controls, independent challenges and adequate remediation plans. By ensuring strong compliance execution and risk management in the region, the WCA assists in enhancing the profitability, client experience and reputation of Richardson Wealth. The right candidate will excel in the areas of supervision and can effectively communicate and coach IA Teams and Associates. This is an existing vacancy. Duties and Responsibilities Support escalations and resolution on issues driven out of the daily and monthly tier-one

📌 Wealth Compliance Advisor (Contract) (Montreal)
🏢 Richardson Wealth
📍 Montreal