19 Oct
|
Odlum Brown
|
Vancouver
19 Oct
Odlum Brown
Vancouver
Who We AreAnchored in our purpose to help clients achieve their financial goals, Odlum Brown has remained an independent, full-service investment firm for over 100 years. Wholly owned by its team members, the firm continues its tradition of leadership in the financial community as one of BC’s most respected investment firms.Who We AreAnchored in our purpose to help clients achieve their financial goals, Odlum Brown has remained an independent, full-service investment firm for over 100 years. Wholly owned by its team members, the firm continues its tradition of leadership in the financial community as one of BC’s most respected investment firms.THE OPPORTUNITYOdlum Brown is seeking an experienced, dynamic leader for the Vancouver office. This pivotal role connects advisor operations, regulatory compliance, and strategic business growth.The Branch Manager, Head Office supports advisory team members and works closely with the Vice President, Wealth Management; Head of Wealth Management Enablement; and Chief Compliance Officer to advance operational excellence and maintain the highest standards of regulatory compliance.This role calls for a leader who can build trusted relationships with advisors and key stakeholders, foster a high-performance culture,
and act as a strategic partner to senior and executive leaders.Key ResponsibilitiesBranch and Advisor LeadershipLead, mentor, and support Investment Advisors and support team members in the Vancouver officeCultivate a cooperative, high-performance, client-first culture aligned with the firm’s values and long-term strategyBuild trusted relationships with advisory teams and serve as a resource on business, compliance, and operational mattersPartner with Practice Management and Sales Leadership on advisor onboarding, succession planning, and talent developmentOperational ManagementHelp develop and execute branch goals and objectivesContribute to improvements in internal controls, workflows, and operational processesPeople LeadershipCollaborate on the recruitment, training, supervision, and mentorship of Investment Assistants and branch support team membersConduct performance evaluations and provide ongoing feedback to ensure professionalism and productivitySupervision and Risk OversightProvide supervisory oversight for the branch, ensuring adherence to CIRO and firm policies and accurate supervisory documentation and recordsImplement and maintain a comprehensive Supervision program for RegistrantsSupport compliance with daily, monthly, and quarterly supervision activities, including:Trade reviews
📌 Branch Manager (Vancouver)
🏢 Odlum Brown
📍 Vancouver