Senior Compliance Analyst - Exchange Traded Products (Ontario)

Senior Compliance Analyst - Exchange Traded Products (Ontario)

19 Oct
|
The Toronto-Dominion Bank (Canada)
|
Ontario

19 Oct

The Toronto-Dominion Bank (Canada)

Ontario

The Toronto-Dominion Bank (TD) Securities Compliance group is seeking a Senior Compliance Business Analyst to advise on Exchange Traded Products compliance and oversight. You will partner with business lines and stakeholders to develop, communicate, implement, and maintain policies and procedures to support regulatory requirements.
Ideal candidates bring solid knowledge of equities and derivatives, UMIR/Exchange rules, Power BI data analytics, and proven project management, with the ability to

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📌 Senior Compliance Analyst - Exchange Traded Products (Ontario)
🏢 The Toronto-Dominion Bank (Canada)
📍 Ontario

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