Join to apply for the *Compliance Specialist* role at Recruit Action inc.

Maximize your regulatory compliance impact within an independent leader in financial services. Key role involves transaction supervision, advisor support, and regulatory monitoring. Permanent full-time position.

- Flexible schedule with 2 work from home days per week.
- 3 weeks of vacation, 5 sick days, 1 personal day, and 2 days off during Christmas.
- Comprehensive group insurance (health, dental, health spending account, telemedicine, EAP), 50% employer-paid.
- Regular social activities focused on health, well-being, and community engagement.
- Modern offices located in downtown Montréal, easily accessible by public transit.

Review daily advisor transactions to ensure compliance with regulatory standards.

Review and approve advisor communications, including marketing materials and social media content.

Manage the approval process for outside business activities, including assessment, disclosure, and drafting of disclosure letters.





Ensure compliance with anti-money laundering practices and personal data protection requirements.

Provide ongoing operational and regulatory support to advisors.

Participate in special projects related to system enhancements and the implementation of new regulations (e.g., Bachelor’s degree in finance or a related field.

- Supervisors Course for securities dealers (Canadian Securities Institute), an asset.
- Professional Conduct and Ethics course, an asset.
- Proficiency in Microsoft Office Suite.
- Knowledge of platforms such as Univeris, Winfund, or RBroker, an asset.
- Bilingual in English and French, required to review communications and respond to advisor inquiries in both languages.

AP-2504511) provides recruitment services through quality support and a personalized approach to job seekers and businesses. Get notified about new Compliance Specialist jobs in Montreal, Quebec, Canada.

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📌 Remote Compliance Officer (Montreal)
🏢 Recruit Action
📍 Montreal