Elevate your career in regulatory compliance as a Senior Compliance Business Oversight Analyst with TD in Toronto, Ontario. Drive compliance culture and oversee key initiatives in a fast-paced environment.

TD Securities is seeking a Senior Analyst responsible for providing vital compliance advice on Exchange Traded Products. You will collaborate closely with stakeholders, managing policies, compliance monitoring, and training programs. This role demands an in-depth understanding of regulatory requirements and the ability to manage urgent, complex situations effectively.

Key Responsibilities:
• Provide strategic oversight on compliance initiatives
• Conduct compliance monitoring for equity and listed derivatives
• Deliver regulatory training for Capital Markets staff




• Prepare compliance reports for best execution committee
• Assist with regulatory examinations and inquiries

Requirements:
• Strong knowledge of equity and derivatives trading regulations
• Experience with Power BI and data analytics
• Project management expertise to address compliance controls
• Excellent communication skills in a trading setting
• Ability to work independently and prioritize projects effectively

Join TD in fostering a culture of compliance and enhance your expertise in a pivotal financial role.
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📌 Senior Compliance Analyst at TD Securities (Ontario)
🏢 TD Bank Group
📍 Ontario