Salary Range: $60,000 to $65,000Who We Are:Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets. Our success is built on deep sector expertise, strong relationships, and a commitment to delivering value across our business - for clients, colleagues, partners, and stakeholders.We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions. We pride ourselves on understanding the people and markets we serve, and bringing thoughtful and innovative, solutions to our work.Our entrepreneurial and collaborative culture will challenge you to learn and grow every day. We value great work and are looking for talented people who thrive in a fast-paced environment and want to make an impact through innovative ideas, sound judgement and industry leading best practices. Come be a part of our Canadian success story and help contribute to the work that drives our business forward. At CG, we recognize that diversity across our business strengthens our client relationships and enables more cutting-edge solutions.We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. CG provides an accessible candidate experience. If you need any accommodation throughout the interview process and beyond, please let us know.Our Canadian operation, Canaccord Genuity Corp., is currently looking for an Anti-Money Laundering (AML) Analyst to join our Compliance department.



The AML Analyst will contribute to the regulatory control of Canaccord Genuity by providing the highest standard of integrity for the firm and its clients.Responsibilities:Conduct and complete risk-based investigations into individual and legal entity clients using transactional information, open-source research and client documentationMaking determinations regarding the outcome of investigations with respect to the requirement to complete Suspicious Transaction Reports (STRs) with FINTRACPreparing Suspicious Transaction Reports (STRs) including entry of transactional data resulting from investigations into FINTRAC reporting softwareMaintain accurate records of investigative actions and outcomes in line with internal policies and regulatory requirementsAdvising supervisors, management and other internal stakeholders on the outcomes of investigative activitiesProvide support to supervisors and VPs, ComplianceProvide input for processes & procedures to assist firm in being compliant with regulatory requirementsPerform time-sensitive tasks (e.G. year end and regulatory audit inquiries) quickly in response to regulatory and internal stakeholder inquiriesHandle internal and external queries efficiently to promote business and in turn profitabilityDocument queries and the result of such for reference purposes in order to target and resolve potential deficienciesSkills & Qualifications:1-3 years of experience in the securities industry or a FINTRAC reporting entities financial intelligence unitUnderstanding of CIRO, FINTRAC/PCMLTFA and related regulationsFamiliarity with money laundering and fraud typologies, especially as they related to the securities industryExperience and knowledge of legal documentation for corporations, trusts and other legal entitiesDetail-oriented, accurate and thoroughAptitude to seek information, problem solve,



exhibit sound judgment and discretionSuperior written and verbal communication skills with strong interpersonal skillsExcellent organizational and time management skillsAbility to work in a fast-paced environment and take initiativeWork in a team environment and demonstrate a professional and friendly mannerProficiency with MS office suites required, Dataphile and WorldCheck are an assetCompletion or willingness to complete CAMS, the CSC and CPH is an asset#LI-SK1 #LI-Onsite #INDHPAll applications will be held in strict confidence.In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.Protecting your online safety: Canaccord Genuity and its affiliates do not use text messages for recruitment purposes. If you have received a text message claiming to be from CG or an authorized representative regarding job recruitment, please treat as fraudulent and do not respond. We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.Through its principal subsidiaries, Canaccord Genuity Group Inc. ("Company") is a leading independent, full-services financial firm, with operations in two principal segments of the securities industry: wealth management and capital markets Since its establishment in 1950, the Company has been driven by an unwavering commitment to building lasting client relationships. We achieve this by generating value for our individual, institutional and corporate clients through comprehensive investment solutions, brokerage services and investment banking services. The Company has Wealth Management offices located in Canada, the UK, Guernsey, Jersey, the Isle of Man and Australia. Canaccord Genuity, the international capital markets division, operates in North America, UK & Europe, Asia, Australia and the Middle East.

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