Oversee AML compliance and enhance the program at Richardson Wealth. This role addresses industry regulations while supporting Investment Advisors and management with compliance queries.As an AML Compliance Advisor, you will execute daily and monthly supervision programs, while providing guidance to Branch Management and addressing regulatory queries. Your expertise in compliance and knowledge of regulations will be vital for analyzing unusual transactions and supporting high-risk client documentation efforts.Key Responsibilities:Conduct daily and monthly AML transaction reviewsSupport management of suspicious activity investigationsIdentify trends in client accounts related to AML/ATFGovern documentation for high-risk client approvalsCommunicate AML compliance policies to managementRequirements:Minimum 2 years in a compliance roleStrong understanding of industry regulations and CIRO rulesExcellent verbal and written communication skillsExperience with MS Applications and industry softwareUniversity degree or college diploma requiredApply your compliance expertise to enrich the AML program at Richardson Wealth.

📌 Aml Compliance Advisor At Richardson Wealth (Toronto)
🏢 Richardson Wealth
📍 Toronto