Senior Manager Regulatory Supervision CIBC (Ontario)

Senior Manager Regulatory Supervision CIBC (Ontario)

17 Oct
|
CIBC
|
Ontario

17 Oct

CIBC

Ontario

Elevate your career as a Senior Manager in Regulatory Supervision at CIBC, where you will manage Tier I supervision for Private Banking and CPIC. Lead compliance initiatives and support business growth from anywhere in Canada.

As a Senior Manager, you will report to the Director of Regulatory Supervision and oversee compliance across Private Banking branches. Your role includes ensuring adherence to CSA regulations as the CIRO Supervisor, managing client onboarding, sales practices, and AML compliance. You will also provide leadership and develop strategies to enhance supervisory efficiency and a culture of integrity.

Key Responsibilities:
• Manage Tier I regulatory supervision for Private Banking and CPIC
• Oversee client onboarding and KYC assessments




• Ensure compliance with AML and regulatory obligations
• Lead audit readiness and coordinate internal examinations
• Serve as regulatory advisor to Private Wealth teams

Requirements:
• CIRO-ID Supervisor accreditation required
• Experience in Tier I supervision or financial services
• Robust knowledge of regulatory requirements
• History of leading high-performing teams
• Continuous improvement mindset and innovation focus

Combine your expertise in regulatory oversight with leadership to drive compliance and efficiency at CIBC.
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📌 Senior Manager Regulatory Supervision CIBC (Ontario)
🏢 CIBC
📍 Ontario

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