Job Summary

Join a boutique Financial Planning company as an Independent Financial Advisor and Wealth Management professional, where you will empower clients to achieve their financial goals through expert guidance and personalized strategies. In this role, you will analyze clients’ financial situations, develop tailored investment and insurance plans, and provide ongoing support to optimize their wealth. Your expertise in Financial Planning, Life and Disability Insurance, Critical Illness Insurance and cash management will help clients navigate complex financial landscapes confidently.

This position offers an exciting opportunity to make a meaningful impact on clients’ financial futures while advancing your career in a rewarding environment.

Duties

- Assess clients’ financial health by reviewing income, expenses, assets, and liabilities to develop comprehensive wealth management plans
- Provide expert advice on investment options, retirement planning, estate planning, insurance planning and tax strategies to maximize client wealth
- Conduct thorough research on market trends, financial products, and economic conditions to inform sound recommendations
- Identify, attract and convert potential prospects into life long clients
- Build and maintain strong client relationships
- Acquire referrals from your strong relationships with existing clients
- Manage cash flow and cash management strategies to ensure liquidity and optimal asset allocation for clients
- Maintain accurate records of client interactions,



transactions, and portfolio performance using accounting principles and financial software
- Educate clients on financial concepts such as risk management, diversification, and math-based analysis techniques
- Collaborate with other financial professionals to deliver integrated solutions tailored to each client’s unique needs

Experience

- Proven experience in financial services or wealth management roles with a strong understanding of accounting principles and cash management techniques
- Demonstrated ability to research market data and interpret complex financial information effectively
- Solid math skills for analyzing investment options, calculating risk metrics, and preparing detailed financial reports
- Prior experience working with clients to develop personalized financial strategies in a fast-paced environment is preferred
- Knowledge of regulatory requirements and ethical standards within the finance and insurance industry is essential
- Join us to help clients unlock their financial potential through dedicated service, expert advice, and innovative wealth management solutions. We are committed to supporting your growth with comprehensive training opportunities and a collaborative team environment.

Education

- CFP or CLU designation or currently enrolled to complete within 2 years (both preferred)
- LLQP

Pay: $47,500.00-$116,000.00 per year

Benefits

- Flexible schedule
- In office parking

Work Location: In person

📌 Financial Advisor and Wealth Management (Lake Country)
🏢 Rockscene Wealth
📍 Lake Country