At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests.

Regulatory Compliance At

Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment — one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there.

More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people make the most of what's important to them.

We're empowered by a vast agent network covering North America, with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good — for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms.

Transamerica is organized into three distinct businesses.

Protection

Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and Transamerica Investment Solutions, and Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by Transamerica Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs. It's part of Aegon, an integrated, diversified, international financial services group serving approximately 23.9 million customers worldwide.

Perform branch supervisory functions in accordance with regulatory and company requirements. Travel to branch locations, conduct regulatory supervision and facilitate training to ensure Approved Persons (APs) are adhering to regulatory and company requirements. Travel to branch locations and conduct supervisory reviews.

Collaborate with Regional Branch Managers to identify training opportunities. Deliver agreed upon training to branch location APs. Supervision of AP sales transactions. Interact with clients (in a licensed capacity)



to facilitate transactions when AP is unavailable.

Provide supervision support and act as an information resource for APs and RBMs. Provide advanced level application of knowledge regarding WFG Securities Inc. policies and procedures and regulatory guidance to ensure compliance. Enhanced supervision of APs who may be subject to regulatory or internal supervision.

Participate in special projects as assigned. Engage in department projects as required and provide support to other areas within WFG. Two years of compliance and/or supervision experience with a CIRO (Formally known as MFDA/IIROC) registered dealer or related experience in the financial services industry In-depth experience conducting supervision reviews and/or audits for firms registered in the financial industry.

Sound judgement and decision-making skills to manage complex situations/topics in a professional manner. Ability to travel daily and for extended periods to branch locations throughout Canada Strong knowledge of relevant industry practices, techniques and standards, concepts and principles Strong relationship management skills to build and maintain relationships with APs and team members. Ability to maintain composure and professionalism while communicating challenging news/decisions.

Results driven and exemplary customer focused mindset Must be mutual fund or securities licensed and have Branch Manager proficiency. (Completion of Life License Qualification Program and Life Insurance License (or obtain within 12 months of hire) Hybrid with 50% travel to branch location The salary for this position generally ranges between $82,000 - $92,000 (CAD) annually. Please note that the salary range is a valuable faith estimate for this position and actual starting pay is determined by several factors including qualifications, experience, geography, work location designation (in-office, hybrid, remote) and operational needs.

Artificial

Intelligence will be used to preliminarily screen potential candidates for this vacancy, but it will not be used to assess – or ultimately select – any applicant for the vacancy Competitive Paid Time Off Ten (10) paid holidays per year Parental Leave Employee Assistance Program Inclusion and Diversity Programs Referral Bonus Programs This is not a contract of employment nor for any specific job responsibilities.



In the event an employee or applicant requests or requires an accommodation to perform job functions, the applicable HR Business Partner should be contacted to evaluate the accommodation request. For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees.

Competitive Pay

Bonus for Eligible Employees Pension Plan ~Disability Insurance ~ Medical Insurance ~ Dental Insurance ~ Career Training & Development Opportunities Ten (10) paid holidays per year (typically mirroring the New York Stock Exchange (NYSE) holidays).

Parental

Leave – fifteen (15) days of paid parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child.

Employee Assistance Program

Inclusion and Diversity Programs Referral Bonus Programs Inclusion & Diversity We believe our commitment to diversity and inclusion creates a work environment filled with exceptional individuals. We're thrilled to have been recognized for our efforts through the Human Rights Campaign Corporate Equality Index, Dave Thomas Adoption Friendly Advocate, and several Seramount lists, including the Inclusion Index, 100 Best Companies for Working Parents, Best Companies for Dads, and Top 75 Companies for Executive Women. To foster a culture of inclusivity throughout our workforce, workplace, and marketplace, Transamerica offers a wide range of diversity and inclusion programs.

This includes our company-sponsored, employee-driven Employee Resource Groups (ERGs), which are formed around a shared interest or a common characteristic of diversity. They provide a supportive environment to help us better appreciate our similarities and differences and understand how they benefit us all. We believe our responsibilities extend beyond our corporate walls.

That's why we created the Aegon Transamerica Foundation in 1994. Through a mix of financial grants and the volunteer efforts of our employees, the foundation supports nonprofit organizations focused on the things that matter most to our people in the communities where we live and work. Aegon acquired the Transamerica business in 1999.

Since its start in 1844, Aegon has grown into an international company serving more than 23.9 million people across the globe.

It offers investment, protection, and retirement solutions, always with a clear purpose: Helping people live their best lives. As a leading global investor and employer, the company seeks to have a positive impact by addressing critical environmental and societal issues, with a focus on climate change and inclusion and diversity. ~

📌 Sr Regional Branch Manager - Canada (Toronto)
🏢 Transamerica
📍 Toronto