Wealth management, Risk management A career as a Compliance Supervisor within the Compliance services team at National Bank Financial (NBF) means acting as a specialist for centralized approvals on a national scale and providing support to regional supervisors. This role allows you to make a tangible impact by ensuring compliance with internal policies and regulatory requirements in the industry. This position includes daily monitoring, regulatory approvals, and support for regional compliance activities to ensure that all wealth management advisors and branches adhere to the firm's policies and procedures, as well as industry regulatory standards.

Additionally, the Compliance Services team at NBF handles centralized monitoring tasks at head office to ensure regulatory obligations are met. Mitigate regulatory and operational risks through rigorous review and approval of centralized compliance items Apply strong analytical judgment to assess complex scenarios, identify risk indicators, and determine appropriate compliance outcomes while balancing regulatory requirements and business needs Collaborate closely with regional compliance teams as a trusted business partner to identify, assess, and mitigate regulatory and operational risks within their regions Partner with senior leadership and operations teams to enforce internal policies and align with CIRO (Canadian Investment Regulatory Organization) standards Supervise client communications, including approving advertising materials, social media activities, and website content Champion continuous improvement initiatives that enhance team performance and strengthen Level 1 Surveillance processes.

The Compliance

Vice-Presidency includes more than 70 specialists who work in an agile, proactive, and collaborative manner to ensure regulatory compliance and continuously improve our processes.



Our personalized training programs, based on experiential learning, allow you to master your role and develop current areas of expertise. Completed bachelor's degree in a related field and at least three years of relevant experience Minimum of two years' experience at a securities dealer, with strong knowledge of investment products, financial markets, and the regulatory environment Ability to identify industry-specific risks and implementing effective mitigation strategies.

Languages: Reason to require this language: you will need to work closely with our colleagues outside Quebec.

Artificial Intelligence

Diversity & Inclusion Equity Capital Markets Risk Management Securities Teamwork Wealth Management Empathy Initiative Learning Agility Resiliency Investments products for individuals Risk and Compliance Reporting Compliance Risk Monitoring In addition to competitive compensation, upon hiring you'll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family such as: Employee and family assistance program Involvement in community initiatives Virtual sleep clinic Whether through our surveys or programs, regular feedback and ongoing communication are encouraged. We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our core values of partnership, agility, and empowerment inspire us, and inclusion is central to our commitments.

Why work at National Bank? For an environment that supports your career path This includes on-the-job learning and training, co-development and pairing with other employees, professional support and mentoring, internal career days or discussion forums with our leaders. We foster inclusion in an environment where each person's unique qualities, whether visible or invisible, are celebrated and valued.

📌 Superviseur Online F/H (Montreal)
🏢 Banque Nationale du Canada
📍 Montreal