Position Overview This role is responsible for supporting Advisors and their teams and building a collaborative and productive environment.
Responsibilities include management of strategic firm initiatives, and the day-to-day operation of the branch. This position is open to both producing and non-producing managers.
This is an existing vacancy.
Duties and Responsibilities - Branch execution of firm initiatives and objectives as set by the Director, National Sales - Recruiting of advisor teams who fit the profile and Richardson Wealth standards - Daily and Monthly trade supervision - Review & approval of all recent account documentation - Trade correction review and approval - Marketing and client correspondence approvals - Financial plan and IPS approvals - Management and rollout of initiatives (insurance,
banking, etc) - Monitoring of Branch and Advisor financials Education - University degree - Must be licensed with CIRO as Registered Representative (RR), Branch Manager and Options Supervisor Course (OSC) Qualifications - Minimum 3 years experience in a full service brokerage environment, including compliance supervision experience - Successful track record of competitive recruiting - Strong organizational skills - Excellent communication skills - Ability to work in a fast-paced environment and meet deadlines - Use of Dataphile, Microsoft Office Suite, Reuters.