Compliance Manager \ looking for a key contributor to join our compliance team as a Compliance Manager based in our Montreal office. fee -only providers of integrated wealth management services to high -net -worth Since 1979, \ our team of trusted professionals brings together, under one roof, tax, accounting the deepest level , investment management and estate planning with family governance services to help successful Canadian experience and technical knowledge make us best suited to service clients with multiple needs, holding $2M and more in liquid assets, as well as Family Office clients with assets ranging from $20M to $200M. \ A key skilled who will report directly to the CCO and will be responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies laws, regulations and industry guidelines. \ Review and update the Investment Management Department’s policies, procedures and communications and participate in the drafting of various reports,



including quarterly reports \ Supervise the work of the Compliance Associate \ Prepare training material and deliver to the IM Team \ · \\ Help identify key performers and monitor them \ · \\ Perform various compliance and monitor functions related to · \\ Audit work performed by the back -office IM team \ · \\ Conduct periodic audits of compliance system processes to · \\ Assist the IM Team in the interpretation and implementation of regulatory requirements \ implementation of these changes \ social media to ensure compliance with our Social Media Policy. \ \ Excellent communication skills (written and verbal) in both English and French \ or any other appropriate training. · \ A minimum of 5 years of relevant experience in Compliance at an AMF · \ Proficient with NDEX an asset · \ Proficient with Microsoft Office Suite · \ Bilingual (English/French), ability to communicate well in English · \ Base salary + bonus/profit share · \ Wellness/Vacation/Personal Time Off policies

📌 Remote Regulatory Affairs Director (Montreal)
🏢 Staffing In Motion
📍 Montreal