Elevate your career as a Compliance Officer with BMO Financial Group in the Capital Markets Compliance team. Engage in essential compliance programs within a hybrid work model, ensuring regulatory obligations are met.
The ideal candidate will have 1-3 years of relevant experience and strong trading knowledge, including a Canadian Securities Course background. You will work closely with internal partners to build skilled relationships while identifying risks and implementing controls. This role requires effective communication and critical thinking to navigate the complexities of compliance in a financial environment.
Key Responsibilities:
• Administer employee trading and outside activities programs
• Collaborate with first line of defence partners
• Review trades and process any violations
• Coordinate monitoring and surveillance activities
• Represent the team in regulatory audits and examinations
Requirements:
• 1-3 years of relevant experience in compliance
• Strong knowledge of business operations and procedures
• Excellent analytical and problem-solving skills
• Proficient communication and relationship management skills
• Post-secondary degree or equivalent experience
Leverage your expertise in compliance and risk management with BMO Financial Group while building strong partnerships across the organization.
#J-18808-Ljbffr