Questrade Compliance Analyst Position (Toronto)

Questrade Compliance Analyst Position (Toronto)

16 Oct
|
Questrade Financial Group
|
Toronto

16 Oct

Questrade Financial Group

Toronto

Start your journey with Questrade Financial Group as a Compliance Analyst! This hybrid role focuses on investigation, regulatory reporting, and compliance monitoring, vital for the financial services domain.As a Compliance Analyst within the Enterprise Compliance team, you will support the management of regulatory requirements and follow through on investigations into client complaints. This position emphasizes integrity and precision, requiring exceptional organizational skills and a proactive approach to regulatory timelines and reporting processes.Key Responsibilities:Conduct investigations into client complaints and concernsPrepare detailed reports for regulatory bodiesMonitor compliance within the organization effectivelyReview employee disclosures and maintain documentationAssist in compliance audits and control testsRequirements:Post-secondary education in related fieldsBanking and investment product knowledgeSolid planning and time-management abilitiesCapacity to analyze complex information independentlyOpenness to learning AI tools and technologiesDrive compliance efforts forward at Questrade in a forward-thinking, cutting-edge team environment.

📌 Questrade Compliance Analyst Position (Toronto)
🏢 Questrade Financial Group
📍 Toronto

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