Join CU Financial Management as an Insurance Compliance Specialist in a hybrid work setting across Atlantic Canada. Provide oversight, administration, and compliance support for our insurance operations while working closely with our Advisors. In this essential non-sales support role, you will oversee insurance-related matters, ensuring compliance with regulations and company policies.

Your expertise will support Advisors and Investment Associates, focusing on aspects like insurance renewals, onboarding processes, and the administration of APEXA. Upholding organizational integrity and facilitating training are also key elements of this position. Key Responsibilities:

- Provide centralized insurance compliance and operational support
- Manage documentation for segregated funds and compliance




- Conduct internal audits for documentation gaps and compliance
- Coordinate licensing and onboarding of new Insurance Advisors
- Oversee Corporate Life Insurance License renewals Requirements:
- 3 to 5 years in insurance operations or compliance
- Active Life Insurance License and AML/ATF training preferred
- Robust knowledge of the Canadian life insurance industry
- Detail-oriented with organizational and time-management skills
- Effective communication skills to convey compliance requirements Be part of a team that values ethics, responsibility, and community while making a significant impact in financial services.

📌 Insurance Compliance Specialist at CU Financial Management (Charlottetown)
🏢 CU Financial Management
📍 Charlottetown