Senior Regulatory Compliance Advisor Montreal (Laval)

Senior Regulatory Compliance Advisor Montreal (Laval)

15 Oct
|
digico fabrication electronique
|
Laval

15 Oct

digico fabrication electronique

Laval

Elevate your career as a Senior Regulatory Compliance Advisor in downtown Montreal. Work in a hybrid mode and leverage your expertise in financial services compliance. Reporting to the Director of Compliance, you will manage complex compliance cases and provide guidance on regulatory matters. This full-time role focuses on responsibilities such as leading investigations, analyzing new regulations, and supporting high-risk compliance activities. Key Responsibilities:

- Act as a senior expert on brokerage regulations
- Analyze and implement new regulatory requirements
- Lead complex compliance investigations and complaints
- Contribute to governance of regulatory programs
- Prepare for and follow up on regulatory examinations Requirements:
- Significant compliance experience in financial services
- Knowledge of CIRO and CSA regulations
- Strong understanding of investment products and activities
- Completion of industry courses such as CSC
- Excellent communication skills in French and English Utilize your regulatory expertise and leadership to enhance compliance initiatives in the financial sector.

📌 Senior Regulatory Compliance Advisor Montreal (Laval)
🏢 digico fabrication electronique
📍 Laval

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