What You’ll Do: Execute delegated first-line supervision and oversight responsibilities in accordance with regulatory expectations, internal policies, and established control frameworks Support the execution of Written Supervisory Procedures (WSPs) to evidence active and ongoing supervision within the business Promote a strong supervision culture and adherence to conduct standards across the front office by providing advisory support and developing training and guidance, as appropriate Maintain alignment with global control frameworks while ensuring regional applicability and compliance with local regulations and industry best practices Maintain a strong understanding of local regulations and industry best practices applicable to assigned GBM businesses Partner closely with the business to understand its strategy and proactively identify emerging risks through strategic risk assessments and disciplined deep-dive analysis of key incidents Manage and support the resolution of incidents, including operational risk events and vendor-related incidents Support the business in identifying and investigating issues, escalating concerns, and implementing corrective actions to address underlying control gaps or weaknesses Partner with business stakeholders and GBM control and support functions to ensure robust closure and sustainable remediation of issues identified across all three lines of defence Lead and support the execution of global programs designed to assess non-financial risks and evaluate control effectiveness within the business, including Compliance Risk and Control Assessments (CRCAs), Risk and Control Self-Assessments (RCSAs), and Scenario Analysis Support the maintenance and updating of Volcker Desk Operating Plans (DOPs),



ensuring desk strategies are clearly articulated and documented Maintain and enhance regional control libraries for key front-office controls Prepare and deliver reporting and analytics on non-financial risk KRIs and KPIs to senior management and relevant committees and governance forums within the business Provide support in preparing for regulatory reviews and requests led by GBM&T; Compliance, coordinating with stakeholders across the business, GBM&T; Compliance, Legal, Finance, Technology, and GRM to deliver relevant, accurate, and comprehensive information in response to regulatory inquiries, legal matters, and confidential requests Actively pursue the effective and efficient execution of BRM responsibilities in accordance with Scotia

Bond Values and Scotiabank’s Code of Conduct, while ensuring the adequacy and effectiveness of day-to-day business controls in meeting non-financial risk obligations Foster a high-performance and inclusive work environment Perform other duties and projects as assigned from time to time What You’ll Bring: At least five years’ experience in a risk management role In-depth knowledge of capital markets business, financial instruments and Equities markets Strong quantitative and problem-solving skills Good knowledge of internal controls Understanding of complex and very different business lines in GBM Experience in maintaining an in-depth knowledge of operational conditions throughout the applicable Business Lines and the state of regulatory matters,



be able to resolve issues of non- compliance and to escalate issues promptly that are deemed to be serious, or have broad impact Ability to resolve issues and also recognize the need to involve his/her supervisor/s and/or Subject Matter Experts when required.

Strong written and verbal communications and inter-personal skills Note - This role requires successful completion of the CIRO Supervisor Exam within 6 months of joining Work Arrangement: This position is an onsite role, with the expectation that you will work a minimum of 4 days a week in the office.

Please note that this is subject to change based on the needs of the business.

The role operates in a standard trading floor environment which is often times very loud and requires intense focus to effectively manage trading and operational risk.

In-office work hours may be long due to tight timeframes and the dynamic environment of capital market activities, and to provide support to other locations Occasional travel is required #LI-Onsite #GBM Interested? At Scotiabank, you’ll be joining an organization that values inclusion, accountability, innovative thinking and collaboration, a culture where people feel protected to learn, grow, and contribute while delivering exceptional results for our clients.

We believe in winning together, as one team, strengthening the cooperative spirit that defines GBM’s client partnerships.

We value transparency, shared goals, and purposeful work.

What's in it for you? Scotiabank wants you to be able to bring your best self to work – and life, every day.

With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.

📌 Associate Director, Business Risk Management - Toronto, ON
🏢 Scotiabank
📍 Toronto