Elevate wealth management standards with Canaccord Genuity as the Vice President of Compliance in Toronto. Lead compliance oversight and ensure regulatory adherence in a dynamic financial services setting. In this pivotal role within the Wealth Management Compliance team, you will report to the Chief Compliance Officer.

Your focus will be on compliance regulation oversight, risk assessments, and developing robust compliance programs. This position requires a blend of leadership and strategic advisory to ensure the firm’s operations align with securities regulations and client needs. Key Responsibilities:
Lead compliance advisory and oversight for Wealth Management operations
Develop and maintain the firm's compliance program effectiveness




Conduct risk assessments and oversee remediation plans
Liaise with regulatory bodies during audits and examinations
Provide compliance guidance on recent products and client solutions Requirements:
10+ years in compliance within wealth management
5+ years in a leadership role
Robust knowledge of securities regulation
Experience managing regulatory interactions
Completion of CSC and CPH required Drive compliance excellence and innovation while safeguarding client interests at Canaccord Genuity.

📌 Vice President Of Compliance At Canaccord Genuity Toronto (Canada)
🏢 CGC Canaccord Genuity
📍 Canada