Join Canaccord Genuity as Vice President of Compliance in Wealth Management, based in Toronto. Lead compliance oversight and drive innovation while ensuring regulatory adherence and integrity. In this senior role, you will direct the Compliance Business Oversight and Advisory team, engaging with regulatory developments and enhancing compliance programs for Canaccord Genuity's Wealth Management division.

Your expertise in managing compliance initiatives and understanding securities regulations will influence strategic advice and risk assessments for effective oversight. Key Responsibilities:
Lead compliance oversight for Wealth Management operations
Implement and maintain compliance programs and effectiveness




Monitor and assess regulatory impacts on operations
Conduct compliance risk assessments and remediation plans
Liaise with regulatory bodies during audits and inquiries Requirements:
10+ years in compliance with financial services
5+ years of leadership managing compliance teams
In-depth knowledge of securities regulations
Experience with regulatory examinations and interactions
Canadian Securities Course completion mandatory Drive best practices, compliance integrity, and creative solutions at Canaccord Genuity in Toronto.

📌 Vice President Compliance Wealth Management Toronto
🏢 Canaccord Genuity Group
📍 Toronto