Step into a pivotal role as a Compliance Associate at Clarity, where you'll contribute to regulatory compliance across North America. Leverage your expertise in compliance to ensure operational excellence.
As a Compliance Associate, you will report directly to the Chief Compliance Officer. This role requires a minimum of 3 years of experience in compliance, risk, or audit functions. You'll actively engage in transaction monitoring, regulatory reporting, and compliance training while fostering a culture of accountability within Clarity.
Key Responsibilities:
• Conduct daily transaction monitoring and escalate issues
• Manage oversight of registered representatives
• Test and update compliance policies and procedures
• Prepare regulatory reporting and compliance resources
• Develop compliance training materials
Requirements:
• 3+ years of compliance or risk experience
• Robust knowledge of securities markets
• Creative problem-solving ability with regulations
• Excellent judgment under pressure
• Team-oriented, agile in delivering compliance advice
Drive Clarity’s compliance initiatives and support its growth trajectory in the dynamic financial landscape.
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📌 Compliance Associate at Clarity (Vancouver)
🏢 Clarity (formerly Hiive)
📍 Vancouver