Step into a pivotal role as Chief Compliance Officer with a leading global investment firm. Provide critical compliance guidance and develop risk frameworks for various business units.
This position offers the chance to influence governance, risk management, and compliance within a high-performing regional team. As a Compliance professional, you'll establish programs, policies, and procedures that align with the organization's objectives. Collaborate closely with portfolio managers and investment operations to ensure compliance across all mandates.
Key Responsibilities:
• Develop and implement risk frameworks across the organization
• Monitor compliance programs and guideline adherence
• Partner with portfolio and client account managers on compliance




• Address and resolve compliance breaches effectively
• Provide timely governance and risk advice to the business
Requirements:
• Extensive experience in compliance within investment firms
• Proven ability to develop compliance frameworks
• Robust collaboration skills with operational teams
• In-depth knowledge of risk management principles
• Excellent communication and reporting skills
Bring your expertise in compliance and risk management to enhance governance at this global investment firm.
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📌 Chief Compliance Officer at Global Investment Firm (Toronto)
🏢 ZSA Canada
📍 Toronto