Take on a leadership role with Manulife Wealth as a Senior Branch Manager in a hybrid work arrangement. Focus on Tier 1 supervision and compliance for advisors registered with CIRO.
In this management position, you'll oversee daily operations while providing vital support to financial advisors. Your expertise in the financial services industry, backed by a minimum of 3-5 years of experience, will drive compliance and training for advisor teams. You will enhance regulatory knowledge, assist with compliance investigations, and collaborate to strengthen the Supervision team.
Key Responsibilities:
• Supervise compliance of advisors with CIRO regulations
• Approve daily, monthly, and quarterly trade reports
• Review and approve new account applications




• Provide compliance training and education for advisors
• Conduct annual branch reviews and address compliance issues
Requirements:
• 3-5 years in the financial services industry
• Eligibility for Supervisor and Registered Representative roles
• CIM/RIME is a preferred qualification
• Commitment to building diverse and inclusive teams
• Strong cooperative skills to enhance team dynamics
Your leadership in supervision will enhance advisor relationships and compliance standards at Manulife.
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📌 Senior Branch Manager at Manulife (Toronto)
🏢 canadian nanny
📍 Toronto