13 Oct
|
International Financial Group
|
Toronto
13 Oct
International Financial Group
Toronto
Our client, a Top 5 Bank in Canada is looking to hire an Associate - Regulatory Client Outreach for their team with an initial of 12 contract which is renewable.
This role is currently hybrid in Toronto office.
Must-Have skills: o Minimum of 5-7 years of experience in, Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support or operations preferably in the Capital Markets line of business o Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC) o Familiarity with Capital Markets Clientele Business and product knowledge o Familiarity with institutional clients including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds o Positive research, analysis and documentation skills to collect, validate and consolidate the required data/information into appropriate formats. o Expert use of S&P; Global (formerly IHS Markit) portal for access to regulatory data and documentation.
Nice to Have: o Knowledge of Retail, Commercial and Wealth Business and their clients in FI is an Asset o Data management experience and applicable techniques.
📌 Associate – Regulatory Client Outreach (Toronto)
🏢 International Financial Group
📍 Toronto