13 Oct
|
BMO U.S.
|
Toronto
BMO Nesbitt Burns is seeking a Regional Supervision Officer to support risk management, regulatory oversight, and the supervisory framework across branches in Canada. You will collaborate with Branch Managers, Investment Advisors, Compliance, and operations to ensure adherence to CIRO rules and securities regulations.
Key responsibilities include supervising designated branches, reviewing accounts and regulatory submissions, and conducting supervision reviews for suitability and insider
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📌 Regional Wealth Risk & Compliance Lead (Toronto)
🏢 BMO U.S.
📍 Toronto