About the Company

Our client offers asset and wealth management services. They are looking for a Senior Internal Auditor who will be responsible for performing operational, compliance and financial audits across key areas for the company. This is a hands‑on role that will require knowledge of complex business processes and a range of risks related to business processes, compliance, and technology. The role will also require providing consultative support to business partners to identify opportunities for control improvements.

Why Work Here

- Opportunity for career progression within the organization after establishing themselves in the role
- Exposure to both asset management and wealth management
- Opportunity to participate in the transition back to a broader operational audit mandate
- Ability to gain exposure across multiple business functions and processes

About the Opportunity

- Ability to execute audit programs across key business areas, ensuring thorough examination and testing of internal controls.
- Build and maintain strong relationships with areas under audit, facilitating effective communication throughout the audit lifecycle, from planning to execution and improvement recommendations.




- Assist with executing all phases of planned operational audits including performing audit testing and gathering and analyzing evidence.
- Complete documentation, including risk and controls matrices and process flowcharts, and testing results.
- Perform design and operating effectiveness testing to assess control effectiveness, including remediation validation, and roll-forward testing.
- Continuously evaluate current controls and recommend ways to rationalize and optimize controls through automation.
- Assist in the coordination and receipt of SOC1 and SOC2 reports from third party providers; complete SOC report assessments; and work with management to identify and document controls necessary to rely upon such reports.

About You

- CISA, CISM, CIA, CPA and or relative certification is an asset.
- 2+ years experience in Public accounting or internal audit background.
- Experience at a financial services firm is an asset

Salary Range

$95,000 - $105,000/year

Location & Eligibility

This position for employment is for a current vacancy with Vaco/Highspring’s client. You must currently reside within the Greater Toronto Area and be permitted to work in Canada to be considered for this opportunity.

Advantages

- discretionary bonuses
- medical, dental, and vision benefits
- company’s 401(k) retirement plan

📌 Senior Internal Auditor (Toronto)
🏢 Vaco Recruiter Services
📍 Toronto