12 Oct
|
CIRO / OCRI
|
British Columbia
12 Oct
CIRO / OCRI
British Columbia
Join the Canadian Investment Regulatory Organization as a Senior Policy Advisor, focusing on developing and approving investment and mutual fund dealer policies. Drive impactful change and compliance in a hybrid work workplace.
As a Senior Policy Advisor reporting to the Director of Financial and Operations Policy, you will contribute significantly to the Member Regulation Policy Team. Your expertise will shape regulations for Dealer Members through drafting rules and collaborating with stakeholders. This role is ideal for those passionate about securities regulation and policy development, requiring five years of relevant experience.
Key Responsibilities:
• Develop and draft financial regulatory rules
• Collaborate with internal and external stakeholders for policy approval
• Prepare materials and present policies to advisory committees
• Provide clear interpretations of Dealer Member rules
• Conduct informative presentations on industry matters
Requirements:
• University degree in law, finance, or business
• Professional designation (CPA, CFA, etc.)
• Minimum 5 years in securities regulation
• Excellent verbal and written communication skills
• Understanding of investment industry compliance issues
Make an impact in the investment world through your regulatory policy expertise at CIRO.
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📌 Senior Policy Advisor at CIRO (British Columbia)
🏢 CIRO / OCRI
📍 British Columbia