Lead compliance testing initiatives with TD in Toronto, Ontario. This managerial role requires expertise in compliance, risk management, and team leadership to ensure operational excellence.
As a Compliance Testing Manager, you will oversee teams responsible for independent compliance testing and engage in risk identification and analysis. Your leadership will foster skill development and meet regulatory requirements while building robust partnerships across the bank. This is a pivotal role in enhancing compliance practices and achieving operational results.
Key Responsibilities:
• Manage compliance testing teams effectively across various engagements
• Conduct comprehensive risk identification and analysis
• Develop and maintain relationships with key stakeholders




• Lead communication and reporting processes for testing engagements
• Identify and address compliance issues requiring escalation
Requirements:
• Minimum 7 years in audit, risk, or compliance in Wealth Management
• Undergraduate degree or equivalent experience
• Solid analytical and team management skills
• Deep knowledge of regulatory requirements and business practices
• Proven ability to coach and develop team members
Enhance compliance initiatives and drive operational success at TD with your expertise in testing and risk management.
J-18808-Ljbffr

📌 Compliance Testing Manager At Td Toronto
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto