Become a pivotal part of Capital Markets compliance as a Controls Tester, responsible for evaluating the effectiveness of key controls. This position emphasizes testing, compliance, and collaboration with stakeholders.
In this role, you will utilize your extensive experience to conduct thorough testing of the bank's control environment. Collaborate with business units to assess and improve controls across various Capital Markets functions while mitigating operational risks. Your analytical skills will be essential in providing actionable recommendations for enhancements in compliance and operational frameworks.
Key Responsibilities:
• Conduct detailed testing of controls across Capital Markets
• Assess design and operational effectiveness of key controls
• Identify deficiencies and suggest remediations
• Develop and execute comprehensive test plans
• Document and report findings to relevant stakeholders
Requirements:
• 7+ years in control testing or related field
• Experience in large financial institutions
• Strong understanding of risk and compliance
• Relevant skilled certifications preferred
• Knowledge of Capital Markets products and risks
Elevate Capital Markets controls through effective testing, collaboration, and continuous improvement.
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📌 Capital Markets Controls Tester Role (Ontario)
🏢 Insight Global
📍 Ontario
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