Join Canaccord Genuity as Vice President of Compliance in Wealth Management, based in Toronto. Lead compliance oversight and drive innovation while ensuring regulatory adherence and integrity.

In this senior role, you will direct the Compliance Business Oversight and Advisory team, engaging with regulatory developments and enhancing compliance programs for Canaccord Genuity's Wealth Management division. Your expertise in managing compliance initiatives and understanding securities regulations will influence strategic advice and risk assessments for effective oversight.

Key Responsibilities:
• Lead compliance oversight for Wealth Management operations
• Implement and maintain compliance programs and effectiveness
• Monitor and assess regulatory impacts on operations




• Conduct compliance risk assessments and remediation plans
• Liaise with regulatory bodies during audits and inquiries

Requirements:
• 10+ years in compliance with financial services
• 5+ years of leadership managing compliance teams
• In-depth knowledge of securities regulations
• Experience with regulatory examinations and interactions
• Canadian Securities Course completion mandatory

Drive best practices, compliance integrity, and cutting-edge solutions at Canaccord Genuity in Toronto.
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📌 Vice President Compliance Wealth Management Toronto (Ontario)
🏢 Canaccord Genuity Group
📍 Ontario