Elevate your career with BMO Nesbitt Burns as a Branch Supervision Administrator. Support compliance efforts and enhance client service while collaborating with branch leadership and advisors.
In this key role, you will oversee supervisory reviews and resolve compliance issues in a fast-paced wealth management environment. With a focus on regulatory oversight, your attention to detail and problem-solving skills will be crucial for monitoring branch activities and ensuring adherence to CIRO requirements.
Key Responsibilities:
• Conduct daily and periodic supervisory reviews of client accounts
• Monitor supervision exceptions and compliance-related concerns
• Review reports and track outstanding supervision issues
• Provide guidance on supervision processes and policies
• Assist with branch audits and regulatory examinations
Requirements:
• 3+ years in wealth management or compliance
• Knowledge of Canadian securities industry regulations
• Strong analytical and problem-solving capabilities
• Excellent organizational skills and attention to detail
• Cooperative mindset with effective relationship-building skills
Utilize your expertise in compliance and supervision to support BMO’s commitment to exceptional client service.
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