Lead the Trade Supervision and Oversight function at Fidelity in a hybrid role. Manage multi-asset trading activities, ensuring compliance with Canadian regulations and internal policies.

As the Trade Supervision and Oversight Manager at Fidelity, you will play a critical role overseeing trading activities across various asset classes. Collaborate with Cross-functional teams including Trading, Compliance, and Risk to ensure adherence to CIRO rules and enhance surveillance capabilities. Your contributions will directly support the effectiveness of trading operations and continuous improvement initiatives.

Key Responsibilities:
• Supervise daily trading activities across asset classes
• Monitor adherence to market regulations and execution quality




• Conduct supervisory reviews and trade surveillance alerts
• Partner with technology to improve surveillance systems
• Maintain desk policy documentation in line with CIRO

Requirements:
• 5 years of trading or compliance oversight experience
• Solid knowledge of CIRO and UMIR rules
• Familiarity with trade surveillance tools
• Excellent analytical and investigative skills
• University degree or equivalent experience

Drive compliance and supervisory excellence at Fidelity while enhancing trading operations and safeguarding regulatory adherence.
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📌 Fidelity Trade Supervision Manager (Ontario)
🏢 Fil
📍 Ontario