OTC Trade Surveillance Compliance Specialist (Ontario)

OTC Trade Surveillance Compliance Specialist (Ontario)

08 Oct
|
Scotiabank
|
Ontario

08 Oct

Scotiabank

Ontario

Scotiabank in Toronto is seeking a Compliance Officer to support the Global Compliance Trade Surveillance team within GBM&T; Compliance in Canada. The role focuses on Tier 2 activities, post-trade surveillance, and regulatory inquiries, with collaboration across business units to ensure adherence to policies and procedures.
The ideal candidate has deep knowledge of equity, fixed income or derivatives markets, and robust communication skills to interact with teams and regulators.

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📌 OTC Trade Surveillance Compliance Specialist (Ontario)
🏢 Scotiabank
📍 Ontario

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