Oversee AML compliance and enhance the program at Richardson Wealth. This role addresses industry regulations while supporting Investment Advisors and management with compliance queries. As an AML Compliance Advisor, you will execute daily and monthly supervision programs, while providing guidance to Branch Management and addressing regulatory queries.

Your expertise in compliance and knowledge of regulations will be vital for analyzing unusual transactions and supporting high-risk client documentation efforts. Key Responsibilities:
Conduct daily and monthly AML transaction reviews
Support management of suspicious activity investigations
Identify trends in client accounts related to AML/ATF
Govern documentation for high-risk client approvals
Communicate AML compliance policies to management

Requirements:
Minimum 2 years in a compliance role
Solid understanding of industry regulations and CIRO rules
Excellent verbal and written communication skills
Experience with MS Applications and industry software
University degree or college diploma required

Apply your compliance expertise to enrich the AML program at Richardson Wealth.

📌 Aml Compliance Advisor At Richardson Wealth Toronto
🏢 Richardson Wealth
📍 Toronto