Lead compliance initiatives at TD Securities in Toronto, Ontario as a Compliance Manager for Exchange Traded Products. Provide regulatory advisory support across multiple business lines to ensure compliance.As a Compliance Manager, you will oversee compliance activities related to Exchange Traded Products. This includes working closely with business teams to implement effective policies and address regulatory requirements. The role demands a robust understanding of compliance in a quick-paced workplace where quick, informed decisions are essential.Key Responsibilities:
Advise on regulatory requirements for Exchange Traded Products
Conduct compliance reviews for sales and trading activity
Perform compliance monitoring for Capital Markets programs




Deliver training to staff on compliance and regulatory issues
Prepare compliance reports for review meetingsRequirements:
Experience with equities and derivatives trading regulations
Solid knowledge of Canadian securities legislation
Proficiency in data analytics and Power BI
Skilled in project management and process improvement
Ability to communicate effectively across teamsUtilize your compliance expertise to drive initiatives and uphold regulatory standards at TD Securities.#J-18808-Ljbffr

📌 Compliance Manager For Exchange Traded Products Toronto
🏢 TD
📍 Toronto