Advance your career with TD as a Compliance Manager focused on Exchange Traded Products in Toronto. This role requires strategic oversight, compliance initiatives, and internal stakeholder collaboration in a fast-paced setting.In this pivotal role, you will provide compliance advisory for Equity and Global Equity Derivatives. Engage with complex regulatory requirements while leading projects that drive sustainability and compliance initiatives. Your expertise will guide the team through training and monitoring programs to foster a solid compliance culture across business lines.Key Responsibilities:
Lead compliance projects and oversight initiatives
Advise on regulatory requirements and trading activities
Perform compliance monitoring and reviews




Deliver training on regulatory matters to Capital Markets staff
Assist with regulatory inquiries and auditsRequirements:
Robust knowledge of equity and derivatives trading
Experience with regulatory frameworks such as UMIR
Proficiency in Power BI and data analytics
Excellent communication skills and personal integrity
Ability to manage multiple projects under tight deadlinesUtilize your expertise in compliance and trading to maintain the highest standards at TD in Toronto.#J-18808-Ljbffr

📌 Compliance Manager, Exchange Traded Products Toronto
🏢 TD Bank Group
📍 Toronto