Associate, Marketing Governance - Tdam Global Regulatory & Policy Governance (Toronto)

Associate, Marketing Governance - Tdam Global Regulatory & Policy Governance (Toronto)

07 Oct
|
TD Asset Management
|
Toronto

07 Oct

TD Asset Management

Toronto

Leverage your compliance expertise as an Associate in Marketing Governance at TD Asset Management in Toronto, Ontario. This role emphasizes accurate assessment and review of sales communications in alignment with regulatory guidelines.Joining the Global Regulatory & Policy Governance team, you will report to the VP & Director of Marketing Governance. Your responsibilities include ensuring the compliance of marketing materials while applying your knowledge from 4+ years in compliance, legal, or regulatory risk management fields.



Collaborate with key stakeholders to enhance overall governance effectiveness.Key Responsibilities:Scrutinize sales communications for compliance and clarityConfirm the inclusion of all necessary disclaimersDocument and report findings for senior managementMaintain comprehensive testing logs and support auditsGuide partners in developing compliant marketing materialsRequirements:4+ years in compliance or relevant sectorsFamiliarity with Canadian and U.S. sales regulationsUniversity degree/diploma preferredAdditional certifications like CSC or CPH valuedStrong attention to detail and communication skillsDrive marketing governance excellence forward with your foundational regulatory knowledge at TD Asset Management.

📌 Associate, Marketing Governance - Tdam Global Regulatory & Policy Governance (Toronto)
🏢 TD Asset Management
📍 Toronto

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