Become a key player in compliance at TD Securities in Toronto. The Manager of Exchange Traded Products Compliance Advisory provides essential guidance to ensure regulatory adherence and implement effective processes.This managerial role focuses on advising the Exchange Traded Products business lines on regulatory requirements and firm's policies. You'll engage with stakeholders and lead initiatives while being responsive in a high-pressure workplace. Keeping informed about evolving regulations is crucial for maintaining compliance and facilitating proper training.Key Responsibilities:
Provide strategic oversight on compliance initiatives
Advise on trading activities and business initiatives
Conduct compliance monitoring for derivatives sales
Deliver compliance training to Capital Markets staff
Assist with regulatory inquiries and examsRequirements:
Solid knowledge of trading regulations and products
Proficiency in Power BI and data analytics
Project management experience in compliance
Exceptional communication skills, written and oral
Comfort in a trade desk environmentUtilize your expertise in regulatory compliance and trading to support TD's Exchange Traded Products team.#J-18808-Ljbffr

📌 Compliance Manager For Exchange Traded Products Toronto
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto