As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. We’re looking to fill an opening for a Financial Crime Analyst to join our Compliance team. Reporting to the Manager AML Compliance, the Financial Crime Analyst is responsible for reviewing incidents of suspected fraud and AML risks against Aviso and its clients and ensure compliance to regulatory requirements and internal policy controls.

The Financial Crime

Analyst will conduct in-depth investigations and effectively take appropriate actions. Day to day analysis and assessment of fraud and AML alerts including detailed review of client records and account activity Document actions and information reviewed throughout an investigation to develop and maintain case files, including drafting complete and concise investigation reports and regulatory filings Remediate activity deemed fraudulent/suspicious as per regulatory and internal policies Identify through fraud case analysis opportunities and business process review to enhance internal policies, procedures, and controls High risk client monitoring Provide fraud and AML guidance and clarification on requirements to stakeholders Experience in a fraud, AML or compliance role is an asset. ~ Certified Fraud Examiner (CFE) designation, Certified Financial Crime Specialist (CFCS) designation, Certified Financial Crimes Investigator (CFCI) designation, Certified Anti-Money Laundering Specialist (CAMS) Certification or Canadian Securities Course (CSC) is an asset ~ Robust communication skills in English are required, both verbal and written. Bilingual skills in French are an asset Excellent health, dental and insurance benefits to meet the diverse needs of our employees Generous vacation time, fitness benefit,



parental leave top-up options Matching contributions to our retirement program Commitment to the continuous improvement of our staff through learning & development and an education assistance program Regular social events to foster teamwork By submitting your application, you consent to the collection, use, and disclosure of your provided personal information for the purposes of assessing your qualifications and suitability for employment with Aviso.

Your data may be shared with authorized personnel involved in the recruitment process and retained only as long as necessary to fulfill these purposes or as required by law. Further information is available on the Privacy link on our Career Page – Privacy Policies Aviso welcomes and encourages applications from all qualified individuals including persons with disabilities. If you require an accommodation, we will work with you to meet your needs in all stages of the hiring process.

Aviso is a leading wealth management and investment services provider for the Canadian financial industry, with approximately $145 billion in total assets under administration and management, and over 1,000 employees. We’re building a comprehensive, technology-enabled, client-centric wealth services ecosystem. We’re a trusted partner for nearly all credit unions across Canada, in addition to a wide range of portfolio managers, investment dealers, insurance and trust companies, and introducing brokers.

Our investment dealer and mutual fund dealer and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade Direct Investing®, empowers self-directed investors, and our fully automated investing service, Qtrade Guided Portfolios®, serves investors who prefer a hands-off approach.

Aviso is backed by the collective strength of our owners: the credit union Centrals, Co-operators/CUMIS, and Desjardins. This position is posted with an expected salary range of $80,000 - $85,000 CAD annually.

📌 Financial Crime Senior Analyst (Toronto)
🏢 Aviso Wealth
📍 Toronto