Branch Manager______________________________________________________________________________Description______________________________________________________________________________Build the future with usAre you driven by iA Private Wealth mission and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Branch Manager, you will play a key role in overseeing all aspects of branch compliance supervision. Some travel may be required. This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.______________________________________________________________________________What You’ll Accomplish With UsEnsure compliance with corporate policies and industry regulatory bodies by:Performing Tier 1 Supervision of registrants in assigned branches.Conducting annual branch site visits to review branch practices and offer solutions.Preparing branch site visit reports of findings and follow up for resolution of deficiencies; reviewing daily, quarterly and monthly activity blotters.Approving KYC updates and new accounts.Ensuring compliance policies and procedures are followed and put into practice.Reviewing and following up on all head office corporate audits to ensure compliance and attention to deficiencies and providing responses back to head office.Proactively identifying and implementing any process and procedural improvements.Holding monthly meetings with advisors under supervision.Training Advisors and Support Staff on new and existing applicable policies and procedures.Ensuring proper maintenance of evidence of supervisory reviews, approvals and activities, such as inquiries made, replies received, actions taken, date of completion,



etc.Identifying patterns and on‑going concerns to be addressed through training initiatives.Facilitating an escalation process for Advisors, and for other issues and concerns, with applicable iA Private Wealth departments and service teams.Develop and maintain value‑added, on‑going relationships with Advisors by:Offering ideas on how advisors can work more effectively within the firm’s guidelines.Assisting advisors in understanding and implementing compliance rules in their business.Working with Advisors when new policies are introduced to ensure their understanding of them.Manage the quality and efficiency of branch operations by:Resolving and responding to risks that arise on a daily basis in a timely manner.Contributing to the on‑going development of policies and procedures.What Could Accelerate Your Success In This RoleUniversity degree or equivalent post‑secondary education.2+ years of experience in the financial services industry.Options Licensing and Supervisors Course preferred.Must be able to be licensed as an Investment Dealer Supervisor/Registered Representative (RR Supervisor).Ability to understand, analyze and interpret Regulatory legislation.Excellent problem solving, organizational and communication skills.Ability to work both independently and as part of a team.Why you’ll love working with usA work environment where learning and development merge with a collective pursuit of excellence; A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed; The opportunity towork in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces; Competitive perks: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!The base salary for this role ranges between $90,000 - $100,000 annually.#J-18808-Ljbffr

📌 Branch Manager - $90,000 - $100,000 A Year (Toronto)
🏢 iA Private Wealth
📍 Toronto