Senior Compliance Officer, Corporate Functions Compliance (Toronto)

Senior Compliance Officer, Corporate Functions Compliance (Toronto)

05 Oct
|
CIBC US
|
Toronto

05 Oct

CIBC US

Toronto

We’re building a relationship-oriented bank for the modern world.

The Senior Compliance

Officer, CFC, is a key member of the Corporate Function Compliance (CFC) team, serving as the primary Oversight Function (OF) Lead and reporting to the Director, Corporate Function Compliance. You will support the RCM Accountable Officer and will be responsible for executing oversight activities while serving as a subject matter expert for specific regulatory requirements, ensuring the Bank’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s RCM Policy and supporting documentation. You will provide advisory on regulatory requirements and controls related to Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance, Whistleblower, ESG and Marketing from an Oversight Function perspective.

You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

Regulatory

Monitoring and Communication – Monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers. Risk Assessment, Compliance Advisory, and Deficiency Management – Conduct comprehensive risk assessments, evaluate new initiatives for regulatory risk, advise on compliance measures, escalate regulatory risks, and coordinate remediation and deficiency management with business units. Advisory, Coordination, and Relationship Management – Provide expert guidance on RCM program requirements,



collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.

Reporting, Documentation, and Effectiveness Assessment – Support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation, and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy. Leadership and Process Optimization – Lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process improvements, and share best practices to drive operational excellence. You can demonstrate expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures in the regulatory areas of Enterprise Risk Management, Model Quantification, Credit Risk, Legal, Data Governance and Marketing.

It is essential to have a deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions. You can demonstrate advanced problem-solving skills, excellent judgment,



and the ability to prioritize and manage multiple projects independently in a fast-paced environment You know that details matter. Your critical thinking skills help to inform your decision making.

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a advantages program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program. You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit. We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).

We use artificial intelligence tools during the recruitment process.

Job Location

Toronto-81 Bay, 31st Floor Employment Type Regular Weekly Hours 37.5 Skills Compliance Activities, Operational Risks, Quality Assurance Review, Quality Investigations, Regulatory Compliance, Regulatory Compliance Management, Regulatory Requirements, Risk Assessments, Risk Management, Strategic Objectives At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel. Every day, our 48,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us. #

📌 Senior Compliance Officer, Corporate Functions Compliance (Toronto)
🏢 CIBC US
📍 Toronto

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