Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Governance & Control Pay Details: $81,600 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: The Wealth Governance & Control (G&C) team is responsible for managing the overall risk management and governance portfolio for TD Wealth. The team is responsible for ensuring timely and consistent implementation - across all Wealth businesses - of all risk, control and governance programs, initiatives, policies, and standards. Reporting to the Senior Manager, the Analyst will be part of the G&C Risk Control Self Assessment Transformation team. The role's mandate is to execute the internal control testing plan, ensure testing activities are effectively conducted based on the requirements of the 1st and 2nd line functions (e.G., Compliance, Operational Risk Management, AML, etc.) and complete cyclical business process reviews and design.



The successful candidate will be expected to independently manage and drive engagements, confidently coordinate and lead business stakeholders and control partners meetings, facilitate discussions, influence outcomes, and support the ongoing enhancement of risk and control processes through process design, process optimization, and continuous improvement practices. Job Responsibilities Assist in the ongoing adherence of the Enterprise Operational Risk Program (Design and Operating effectiveness of Testing programs, and business process risk and control design review), that will effectively and efficiently detect gaps in internal processes/controls. Understanding and applying sampling methodology in accordance with TD sampling guidelines. Conducting ongoing testing of key controls/requirements for all TD Wealth Businesses across all Testing Programs, such as Anti-Money Laundering (AML), Regulatory and Compliance (RCM) control testing, pRCSA Refresh and Quality Control Testing, and other projects and engagements. Preparing documentation of testing results, as required by internal operating procedures. Ensuring that exceptions are appropriately analyzed, reported, and tracked to resolution.



Maintaining the Consolidated Repository and producing analytics on consolidated control data reporting. Maintaining Control and Process book of records (PowerApps, SNOW) to ensure control information is accurate, complete, and current. Assisting TD Wealth Businesses in developing action/remediation plans to address internal control gaps and root cause themes. Identifying opportunities to improve processes, realizing efficiencies in testing where possible, and delivering a better testing experience to Wealth Businesses. Assisting with performing annual risk assessments of processes based on inherent impact and likelihood. Working with business stakeholders to develop or enhance key controls and remediate documentation/process gaps to reduce risks, along with Control Partners Engagement support. Contributing to and promoting positive working relationships by effectively communicating and regularly sharing information, issues, learnings, and knowledge with the team. Performing other administrative duties as requested by management. Identifying opportunities to improve processes, realizing efficiencies in testing where possible, and delivering a better testing experience to Wealth Businesses through process excellence and process redesign methodologies. Project management mindset for deliverables Job Requirements Undergraduate degree preferred 4+ years of relevant experience, including knowledge of governance, risk and control procedures, strategies & tactics Prior audit experience, quality control testing experience, or familiarity with TD

📌 Senior Governance & Control Analyst (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto